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Magna Carta and Society: Earls, Barons, Knights and Free Tenants

Magna Carta and Society: Earls, Barons, Knights and Free Tenants

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king. The ceremony was supposed to take place in a public space, so in a church, chapel or hall, and

have a numinous quality. It meant every tenant-in-chief began his career with a very personal

encounter with his king, and was thereafter bound into a mutual relationship with him.

While the 1215 Magna Carta said nothing about homage, it was very clear about the other

ingredients in the relationship. One was the counsel the king could and should receive from his

tenants, as the Charter testified when it came to taxation in chapters 12 and 14. Another was military.

Chapter 2 mentioned that the tenants-in-chief held ‘by knight service’. The same chapter also referred

to ‘the whole fee [feodum] of a knight’. This meant a fee for which the service of one knight was

owed when the king summoned out his army. A knightly tenant-in-chief might indeed owe the king the

service of one knight. The returns to an inquiry from 1166, on the other hand, show many earls and

barons owing the king anything between twenty knights and a hundred.2 An alternative form of

military service was that of garrisoning a royal castle. Chapter 29 was concerned to prevent John

demanding a double ration – both garrisoning a castle and appearing in his army. An addition in the

1217 version of the Charter (chapter 29) made it explicit that the army service in question was ‘for

the fee’ for which it was owed.

Chapter 29 also demonstrated the way in which military service could be commuted to money,

when directing that if a knight wanted to serve personally or through a deputy, rather than give money

in lieu, he should be allowed to do so. Giving money in lieu had long been common. For each of his

many campaigns, John raised a tax called ‘scutage’. This is referred to in chapters 12 and 14, which

tried to ensure that it was levied only by common consent. ‘Scutage’ was paid at a fixed rate

according to the number of fees held by the tenant-in-chief, and thus the number of knights he owed.

(Scutage itself – ‘scutagium’ in Latin – means shield.) If the scutage was £2 a fee, a baron with eighty

fees would owe £160. Whether a tenant-in-chief led a contingent of knights, or gave scutage instead,

depended on a personal agreement with the king, as did, in practice, the precise numbers actually

brought to the host. The nominal service based on fees determined scutage but not any longer, if it

ever had, the actual size of the contingents. These could be much smaller, which was a reflection of

the costs involved.3

Other features of the relationship between the king and his tenants-in-chief likewise stand out in the

early chapters of the Charter. There was the payment made when the new tenant entered his estate.

The Charter stipulated this should be a fixed sum, called a ‘relief’, and not some arbitrary fine. There

were the ‘aids’ (essentially taxes) of chapters 12 and 14, which the king could raise for ransoming his

body (as King Richard had done), knighting his eldest son and the marrying on one occasion of his

eldest daughter. And then in chapters 3, 4 and 5 there were the king’s rights of wardship over an heir

who was underage. (The Charter of 1216 added to chapter 3 that the age of majority was to be

twenty-one.) These rights meant the king held the fee of the heir (male or female) and received all its

revenues during the minority. Alternatively (as chapter 4 said), he could give or sell the custody to

someone else. The Charter went on, in the next chapter, namely chapter 6, to state that ‘heirs’ were to

be ‘married without disparagement’, that is not to those below them in social rank. The king also had

power over the widows of tenants-in-chief, hence the statement, in chapters 7 and 8, that widows

should not have to pay to get their lands after the death of their husbands, and should not be forced



into remarriage. Another chapter, 26, shows the special vulnerability of the widow and children of a

tenant-in-chief when he died (the ‘children’ here implies there was no heir of age), for it tried to stop

the king’s agents arbitrarily seizing chattels on the excuse that the deceased tenant-in-chief had owed

money to the crown.

The status and military mien of the great tenants-in-chief are displayed in the effigies on their tombs

and the images on their seals. The Purbeck marble effigies of William Marshal, earl of Pembroke,

and William Longespee, earl of Salisbury (King John’s half-brother), both survive, the one in

London’s Temple Church, the other in Salisbury cathedral. Longespee’s effigy shows him with his

hand on his sword, his body encased in chain mail protected by a great shield on which dance the six

lions of his coat of arms. The might of these men stands out in the castles sited at the centre of their

fees. At his seat at Framlingham, Roger Bigod, earl of Norfolk, one of the twenty-five barons of the

security clause, rebuilt the castle with no fewer than thirteen towers around its curtain wall.4

What kind of numbers then are we dealing with when it comes to earls and barons? Earls are

easiest to count because they are always given their title, and had probably received it at a formal

ceremony. In the Latin of the Charter, this made the lord a ‘comes’, while, in the French translation,

he is a ‘conte’ – a ‘count’. It was only in English that he would have been called an ‘earl’, but that is

how conventionally all historians describe these men. Thanks to the formal ceremony needed to enter

the honour, one either was an earl or one wasn’t. In John’s reign they usually numbered around a

dozen. There were seven earls among the twenty-five barons elected under the Charter’s security

clause, while John was able to name four at the start of the Charter among his advisers. He might have

added Ranulf, earl of Chester, and his ally, William de Ferrers, earl of Derby, had they not been

absent from Runnymede.5 Barons are harder to count, because, although a baron did homage for his

barony, he did not actually use ‘baron’ as a title. In addition, the estates constituting the ‘whole’

baronies of chapter 2 of the Charter were never clearly defined before 1215. Afterwards, they had to

be, in order to decide who owed the £100 relief stipulated by the Charter. Often using this later

evidence, I. J. Sanders in his study of English baronies between 1087 and 1327 was able to list 102

of them, although he then added another forty-eight ‘probable baronies’. Nearly all of these baronies

were in existence before 1215, although far from all were in being at any one time. As for the knightly

tenants-in-chief who held not baronies but knights’ fees, there were perhaps between three to four

hundred of them.6

The average baronial income, drawn from a sample group taken from between 1160 and 1220, was

about £200 a year and the median was £115, but seven barons had incomes of over £400. In one year

between 1211 and 1212 the king’s officials were able to raise, after necessary expenses, around

£1,000 from the lands of the underage John de Lacy. Probably that was the kind of income enjoyed by

many of the earls, although later in the century, when we have more figures, some earls had incomes

of several thousand pounds a year. By way of comparison, King John’s annual income from England

at the start of his reign was about £22,000. The wage of a labourer working on one of the king’s

buildings was one and a half or two pennies a day. A woman labourer received one penny, so 240th

of a pound.7

Both earls and barons presided over the same kind of estate. That point emerges from the



phraseology of the Charter where earls succeeded not to an earldom but to the ‘barony of an earl’,

which in terms of its structure was no different from the barony of a baron. Although nearly all the

earls were earls of a county, or the chief city of a county, this entitled them to no more than a fairly

modest annual payment from the county’s revenues. The only exception was Chester, where the earl

had all the king’s rights in Cheshire itself. The earldom was thus an honorary position, although one

coveted, for the honour was great. Between the earls and greater barons, and the other tenants-inchief, there was, however, a fundamental difference in the structure of their fees. True, all of them

derived the bulk of their income from land, from the demesne manors that they kept in hand. But the

earls and greater barons also had manors, parts of manors and other properties, held from them by

their own knightly tenants, whereas minor barons and knights holding in chief did not, or did not on

anything like the same scale. In 1166 William de Ferrers, earl of Derby, listed forty-seven such

tenants.8 It was the total package, demesne manors and tenanted lands, that made up the hereditary fee

of the earl or baron. Sometimes, as in chapter 43, which dealt with some fees in the king’s hands, this

was called not the baron’s fee but his ‘honour’ (his estate).

Within the baronial fees or honours, the great majority of significant tenants in the early thirteenth

century were knights, and their relationship with their baronial lord replicated that between the baron

and the king. This was made very clear in respect of homage in chapter 3 of the Charter of 1216,

which directed that, in the case of an underage heir, the lord (so not just the king) was to take his

homage before receiving the wardship. The relationship is also illuminated in chapter 43 of the 1215

Charter, dealing with baronies in the king’s hands. This stipulated that the king should receive relief

and other services from the tenants as if the barony was still held by the baron. The other services

would have included aids and knight service, as chapters 15 and 16 of the Charter showed. They

would also have included scutage, so that, when levied by the king, the baron recouped it from his

knightly tenants. In addition, lords controlled wardships and marriages of underage heirs, and had

rights over the remarriage of widows. Thus, under chapter 8, a widow had to give security that she

would not remarry without the king’s assent, if she held her land from him, or ‘without the assent of

her lord from whom she holds, if she holds from another’, a perfect laying out of the tenurial

hierarchy. Lords also held a court (sometimes called by historians ‘the honorial court’) for their

tenants by military service, and defended its authority in chapter 34 of the Charter. Such courts had

jurisdiction over disputes around both possession of the fees and the services owed the lord. The

courts might become a focus of loyalty and community. They were also a way for the lord to make

money from amercements.

KNIGHTS



Knights were absolutely central to key features of the Charter. True, they were only named directly as

the beneficiaries of two chapters, and these were limited to knightly tenants-in-chief. Chapter 2

regulated relief due from the heir or heirs of a knight, and chapter 29 allowed knights to garrison

castles in person, and protected them from having to do both garrison and army duty. Chapter 43, too,

benefited knights, although again only those holding their land from the king, when it regulated the

relief and other services within honours that had come into the king’s hands. It was in the chapters on



justice and local government that the general body of knights, not just those holding from the king,

came into their own. Under chapter 18, the king was to ‘send two justices through each county four

times a year’ to hear the common-law legal actions, called assizes, which determined disputes over

property. These judges were not to act alone. They were to hear the cases with four knights of the

county, elected by the county court. This was a striking recognition of the legal expertise and selfconfidence of the knights. Evidently, they felt quite able to sit alongside the king’s judges. In addition,

in what Blackstone wrongly made a new chapter (19), it was laid down that sufficient knights and

free tenants were to stay behind for judgements to be made, if the business could not be finished on

the day of the meeting of the county court. The role of knights was revealed even more remarkably in

chapter 48 of the Charter. Under its terms, twelve knights in each county, elected by ‘upright men of

the same county’, were to investigate the abuses of the king’s local officials and then, within forty

days, abolish them. The knights thus had virtually a free hand in the reform of local government. Just

how central this chapter was to the whole settlement was shown on 19 June 1215, when, as a

condition of the peace, John had at once to set the work of the knights in motion.9 According to the

calculations of Kathryn Faulkner, there were around 4,500 men accepted as knights in early

thirteenth-century England, accepted that is for the purpose of sitting on juries and performing various

administrative and judicial tasks. A large county such as Yorkshire had an estimated total of 238

knights; a small one such as Surrey, 90 knights.10 A few hundred of these knights would have been

tenants-in-chief of the king, and direct beneficiaries of chapters 2 and 29. The rest would, for the most

part, have been tenants of the earls, barons, bishops and abbots. As we have seen, the terms on which

they held from their lords replicated those on which those lords held from the king. In respect of

landed wealth, a survey of fifty-seven Oxfordshire knights from the 1220s shows that five had four or

more manors, and thus incomes approaching baronial proportions. Some of these knights had their

own tenants by knight service for whom they held courts.11 Many of the knights who star in Holt’s

study of northerners come from this upper band of the class.12 Their influence helps to explain why

chapter 34, protecting private jurisdiction, was drawn widely and spoke of the courts of free men, not

just of the courts of barons. Below this upper level there were, in the Oxfordshire survey, twenty

knights with two or three manors; twenty-five with one manor of reasonable size; and seven with

smaller properties. A Bedfordshire survey from a few years earlier suggests a much higher

proportion of knights in the last category, with over 50 per cent having less than a whole fee, although

fees are an uncertain guide to actual property.13 Later in the thirteenth century, when the level was put

at the bare minimum required, an income of £15 a year was deemed sufficient to render one liable to

take up knighthood.14 Probably, in John’s reign, most knights with two reasonably sized manors or

equivalent properties would have been above that level; those with one manor of reasonable size

might have been at that level; those with less, below it.

The knights in John’s reign thus covered a very broad social spectrum. From a core of knights with

one or two manors, the group reached up to those of baronial wealth, and down to those not much

different from the free tenants sitting above the peasantry. In the upper levels of society, both kings

and barons had long become knights through a formal ceremony in which they were girded with the

sword of knighthood. Increasingly, aping their superiors, this was also true of the wealthier county



knights. Whether, however, the general run of those described as knights in John’s reign had gone

through a ceremony may be doubted. Probably men were accepted as knights on juries and in other

local government roles because they in some way looked the part. This could cause arguments as to

who exactly was a knight. The abbot of Crowland in the 1190s complained that four ‘knights’ who

had testified against him were actually ‘low fellows’ (‘viles’), ‘not of the knightly order nor girt with

sword’. Indeed they did not hold their lands by knight service. One of them could not even speak

French.15 That the king sometimes ordered inquiries to be made by belted knights shows that not all

knights were belted.

In the decades after Magna Carta, there was a rapid decline in the number of knights. In response to

attitudes such as the abbot of Crowland’s, the view became established that only those who had gone

through the ceremony could be regarded as holding the honour.16 Since the ceremony was expensive

(the aspiring knight needed to have the necessary equipment), only the upper levels of the old knightly

class took up the honour. The expense is shown in Magna Carta itself where the knighting of an eldest

son was one of the occasions on which both king and lords could levy an aid. In 1216 John gave

someone ten marks or a horse worth the same amount ‘in aid of his knighting’.17 In John’s reign,

however, we still have the ‘old’ knightly class, and that did nothing to diminish its power. In a sense,

it had the best of both worlds, the new and the old. On the one hand, there were belted knights very

conscious of their status and importance. Yet, on the other hand, on juries and in other local roles,

these men, without any formal distinction of status, worked alongside knights of much lesser estate.

Indeed, just where knights stopped and free tenants began was not at all clear. Society was less

stratified and arguably more cohesive than it became later. The Charter itself did not stipulate that the

knights in chapters 18 and 48 needed to be belted, and thus did nothing to accelerate the development

of a knightly elite. It also envisaged an easy cooperation and interchange between knights and free

men, thus reflecting the lack of any clear division between those who were and were not knights. The

Charter had two men running wardships where the Unknown Charter had four knights. Under chapter

19, it is knights and free tenants together who are to stay behind to assist judgements in the county

court.

The knights of John’s reign were certainly militarily active, hence their importance in the rebellion

of 1215. They could all have performed the army service and castle guard expected of the knightly

tenants-in-chief in chapter 29. The same men were equally busy in local affairs. Many knights in

John’s Irish army of 1210 can be found sitting on grand-assize juries. The knights were well qualified

for the roles assigned them in Magna Carta. Under the procedures of the grand assize, which

determined the right to land, twelve knightly jurors, chosen by four knights, gave the verdicts. Panels

of four knights were regularly appointed to investigate the excuses of those who did not turn up in

lawsuits, and also to ‘bear the record’ of proceedings in the county court either before the king or

before his judges at Westminster. The king was employing knights in a whole raft of roles across

local government: as sheriffs, coroners, keepers of manors and forest officials. Lords were employing

them too, notably as their stewards. Matthew Paris described the knight Laurence de Tybridge,

steward of St Albans abbey, as ‘a man most handsome in body, eloquent, wise and knowledgeable

about civil pleas’. The vigour with which he stood up for St Albans in one dispute earned him the



hatred of the great baron Robert fitzWalter.18

The roles assigned to the knights in chapters 18 and 48 of the Charter were part of a wider

campaign, well under way by 1215, for local men to control local offices.19 The strength of feeling is

brilliantly highlighted by a case in the Somerset county court in 1204 recorded by twelve knights of

the county. Here Richard Revel upbraided the sheriff for being an outsider while he and his father

were ‘native men and gentlemen of the country’ – ‘naturales homines et gentiles de patria’.20 In

Lincolnshire, no fewer than twenty-nine local men stood surety for the 500 marks offered for the

sheriffdom by the major county knight Thomas of Moulton.21 The men of Cornwall, and of SomersetDorset (a joint sheriffdom), both offered John over 1,000 marks to have sheriffs chosen from their

number, who would be resident in their counties.22 The men of the counties who made such offers

could include bishops and barons as well as knights, but knights were at the heart of such groups.

Indeed, bishops and barons, thinking they could look after themselves, sometimes refused to be

involved.23 It was knights who led the resistance in Devon when the sheriff seemed to be breaking the

county’s charter. In December 1214 twelve knights apiece from Cornwall, Devon and Somerset came

to the king to negotiate about the concession of further ‘liberties’.24

The stipulation that the knights in chapters 18 and 48 be locally elected thus responded to local

society’s desire to control the personnel of the king’s government in the shires – ‘self-government at

the king’s command’, as the historian A. B. White put it.25 In chapter 18 it is clear from the context

that the county court is to be the body electing the four knights sitting with the judges. (In Latin, the

word ‘comitatus’ can mean both ‘county’ and ‘county court’.) Chapter 48, where the twelve knights

reforming abuses are to be elected by ‘probos homines eiusdem comitatus’, is more ambiguous, and

the words are usually translated as simply ‘upright men of the same county’.26 However, John’s letter

of 19 June 1215, setting chapter 48 in motion, shows that the county court was again to be the forum.27

A newly discovered letter also shows the elections were to take place in each county before four

knights appointed by the twenty-five barons of the security clause.28

The county courts usually met once a month, but little survives from this period to show exactly

how they worked.29 That, however, knights were central to their procedures, there can be no doubt. It

is panels of knights who routinely bear the record of cases in the county court before the king or the

judges at Westminster; in 1212 it is knights who are arrested for making false judgements in the

Gloucestershire county court; in the Herefordshire court, a year before, a case is postponed because

the knights are in disagreement and too few are present; in Suffolk, in 1213, money is to be paid over

at the county court ‘before the knights’; in Oxfordshire, in 1222, ‘nearly all the knights’ of the county

court ‘rise up’ in protest against a particular judgement.30 Just how many knights routinely attended

the court we cannot know. There was probably a smallish core at the forefront of its business, as

there was when it came to sitting on grand-assize juries. The Gloucestershire case suggests that it was

a clique of knights who were managing the judgements. On the other hand, important business may

well have brought in larger numbers. The framers of chapter 48 cannot have known precisely who

would constitute the ‘upright men’ of each county, charged with elections. There cannot have been any

doubt, however, that they would be largely synonymous with the county knights.

None of this means that earls and barons lacked influence in the county court. The knights were



their tenants, and many were also their stewards. Indeed, those who attended the court are sometimes

described as ‘stewards and knights’ or ‘knights and stewards’. In a case in the Lincolnshire court, in

1226, knights of the county, rallying in defence of a chapter in Henry III’s Magna Carta, threatened a

steward who had stepped out of line with telling his lord about his behaviour.31 Barons could also

appear in the county court in person. Yet it would be equally wrong to think that the county court was

simply dominated by great lords. In 1220 the baron Roger de Montbegon, who was also one of Magna

Carta’s twenty-five barons, swept furiously out of the Nottinghamshire court when he found the

majority opinion against him.32 The Oxfordshire knights who rose up against a court judgement in

1222 were not acting for a great baron or barons; there were none in the county. Instead, the knights

were standing together against the over-mighty sheriff, Falkes de Bréauté, and his agents.33 Clearly,

the balance of power varied between counties, depending on the local political geography. That the

twenty-five barons in 1215 ordered the elections to take place before four nominated knights was

partly to protect the process from the sheriffs, who presided over the county courts. It also meant that

indirectly they hoped to have some influence over the elections themselves. But the twenty-five only

went so far. They did not say the four knights, as in the grand assize, should actually make the

election. That would have been contrary to the terms of the Charter.

FREE MEN AND FREE TENANTS



Magna Carta reached out to a much broader section of society than that composed of earls, barons and

knights. John granted the Charter, as we have seen, to ‘all the free men of our kingdom’. Indeed, free

men were apparently a far more privileged group than earls and barons, having seven chapters in the

Charter devoted specifically to their interests, whereas the latter (like knights) only had two.34 In

some cases, it is true, ‘free men’ meant essentially earls, barons and knights. There can have been few

outside that number who held the courts belonging to free men whose jurisdiction was protected in

chapter 34. Indeed, a later gloss on the clause described it as dealing with the courts of ‘magnates’.35

On the other hand, free men are sometimes manifestly distinct from the earls and barons, notably in

the chapters on amercements (20 and 21) where the two groups are given separate treatment. In other

cases, ‘free man’ would seem, in theory at least, to embrace all sections of society above the unfree

peasantry. This was true of chapter 27, which directed that ‘if any free man’ died intestate, his

chattels were to be distributed by his ‘closest kin and friends’. It was also true of chapter 30, under

which no official was to take the horses and carts of ‘any free man’, save ‘with the consent of the free

man himself’; the consent of the free man was an empowering concept. And, of course, under chapter

39 it was ‘no free man’, not just no earl, baron or knight, who was not to be proceeded against save

by the lawful judgement of his peers or by the law of the land.

Free men were a wider group than the free tenants, who in chapter 19 were to stay behind with the

knights to hear the assizes. A free tenant by definition held land, a free man might not, for he could be

a merchant, a professional soldier or a craftsman. All free tenants were free men, but not all free men

were free tenants. Free tenants themselves were divided according to the terms on which they held

land, as the Charter made clear in chapter 16. They could owe service for the fee of a knight or ‘for

another [kind of] free tenement’. Chapter 37 revealed that the latter might include tenements held in



fee farm, or in socage, which meant essentially tenements held in return for different kinds of rent.36

Free tenants holding land for rent included a very large slice of the peasantry. They also included a

far more significant group, governmentally and politically, one whose importance helps to explain

why the chapters in the Charter on free men and free tenants appeared at all. This is a group hard to

define, and very little studied by historians, but one recognized by contemporaries when they spoke,

as in chapter 19, of free tenants separate from knights but nonetheless cooperating with them. These

free tenants formed a hinge between the general run of the peasantry free and unfree, on the one hand,

and the knights on the other. They are best seen in the groups of twelve men called on to staff the

juries representing the local government division of the hundred. Such juries were vital institutions,

for they gave evidence about events in the hundred to the king’s judges on their visitations to the

counties. In terms of personnel, the juries probably overlapped with the men who took a leading part

in the business of the hundred court, attended the county court and staffed the numerous common-law

juries. (It was only the juries of the grand assize that were confined to knights.) When the personnel of

these hundred juries can be studied for later years of the thirteenth century, at the bottom of the scale

they comprise men who in terms of the size of their landed holdings seem of peasant status. At the top

of the scale there can be some knights. In between these two groups, and forming the social core of

the juries, were men who held between thirty and a hundred or so acres. Their land might be in a

contiguous block or scattered between several holdings. It might be all in hand, or party held by

tenants. In the Hundred Rolls, jurors from Blackbourn hundred in Suffolk include those with 32, 56,

64, 86, 110, 129, 145, 180 and 320 acres. The average holding was 79 acres.37 In such groups, some

members were rising socially from the ranks of the peasants, others descending (often as younger sons

with small provision) from the ranks of the knights.38 In the early thirteenth century, the number of

those on such juries passing for knights would have been larger, given the later decline in knightly

numbers. But many of the jurors, even in the 1200s, would have been below the knightly level, and

have just been regarded as free tenants. It was through these juries, indeed, that the jagged and

uncertain line between knights and non-knights ran, as did too the divide between those who could

speak both French and English and those who were only English speakers. The abbot of Crowland

complained, as we have seen, that one of the knights who swore against him had no French, and that

must increasingly have been the situation as one went down the social scale.

The role in local affairs of the kind of ‘hinge’ men on the juries, above the general run of peasants

but beneath the knights, can be sensed in various provisions in the Charter. Thus if a wardship is

pillaged, it is to be entrusted to ‘two law-worthy and prudent men of that fee’ (chapter 4). If commonplea business cannot be finished on the day of the county court, then sufficient free tenants as well as

knights are to remain so that judgements can be made (chapter 19). When amercements are imposed

on free men, villeins and merchants, their amount is to be determined by ‘the oath of upright men of

the neighbourhood’ (chapter 20); and when the sheriffs or bailiffs make lists of the chattels of

deceased tenants-in-chief, they are to do so ‘by view of law-worthy men’ (chapter 26).

King John himself was very aware of the importance of the kind of men found on the hundred

juries, and they were probably the main target of resounding ceremonies in 1209. In great meetings

throughout the country, climaxing at one before John himself at Marlborough, mass acts of homage to



the king were performed by free men. These men were not swearing loyalty to him in return for land

that they held from him, as in a normal act of homage. The great majority, after all, held no land from

the crown. But John knew what he was doing, for the one person to whom homage could be done,

where land was not involved, was the king. Of course, these men cannot all have knelt down before

the king and placed their hands in his. Probably, while taking their oaths, they raised their hands

rather like the salutes at some fascist rally. The ceremony symbolized John’s protection of the men

and their subjection and obedience to him. It was the reciprocity of the bond thus created, absent in a

mere oath of fealty, that explained how the ceremony could be regarded as one of homage. John had

recognized the military power of this group in his ordinance for the defence of the realm in 1205. It

enlisted knights and also ‘serjeants’ and ‘others holding land’, ‘serjeant’ here probably describing

free tenants just beneath the rank of knight.39

FAMILY, FRIENDSHIP AND NEIGHBOURHOOD



The vision of England in chapter 14 of the Charter was of a kingdom divided up into, and dominated

by, the fees of the earls, greater barons and ecclesiastical tenants-in-chief. These were the men who

were personally summoned to the assembly giving the kingdom’s common consent to taxation. They

can answer for the kingdom, the implication seems to be, because by commanding the loyalty of the

tenants in their fees, collectively they answer for everyone in the kingdom. There was some truth in

this vision, but not the whole truth. Magna Carta’s England is England, but only because other

chapters hint at a more nuanced and complex picture from that found in chapter 14. In the first place,

there were other ties beyond those in the vertical relationship running down between king, barons and

their tenants.

The Charter is very clear about the importance of the family. The chapters protecting widows,

wards, children and heirs were very much there at the behest of the family groups to which they

belonged. That was made plain in chapter 6, which said that before heirs could be married, their

closest kin were to be informed of the proposed union. Chapter 3 of the Articles of the Barons had

gone further and demanded that the marriages should take place with the closest kin’s ‘counsel’.40

Likewise, under chapter 27 of the Charter, if a free man died intestate, his chattels were to be

distributed by his nearest relations and friends. Families could be united in their actions, and the

brothers Thomas and Alan Basset, and Peter and Matthew fitzHerbert, stood shoulder to shoulder at

the start of the Charter among John’s counsellors. They could also be divided, although the divisions

were not always what they seemed. It was surely to keep a foot in both camps that William Marshal,

earl of Pembroke, remained loyal to King John, being named first among John’s lay counsellors in the

Charter, while his eldest son was one of the twenty-five barons of the security clause. The twentyfive included two Bigods and two Clares (in both cases father and son), among many other ties of

kinship.

The chapter on wills also mentioned ‘friends’ as well as family. Ties of friendship could be given

visual expression. On his dashing seal, Robert fitzWalter displayed the coat of arms of Saer de

Quincy, earl of Winchester, thus proclaiming their military, political and personal alliance. Saer on

his seal repaid the compliment. Nor did this just apply to the men, for Saer’s wife, Margaret, likewise



featured fitzWalter’s coat on her seal.41 Friendships might develop from meetings at court or on

campaign. They could also grow from ties of neighbourhood. There was a crucial neighbourhood

dimension to the 1215 rebellion in the role played by men from the north, ‘the northerners’ of Holt’s

classic book. Particularly in the early stages of the revolt, that was the name often given by

contemporary writers to the rebels as a whole. Later, the uprising became much wider, and the

twenty-five barons of the security clause were balanced in favour of those from the eastern and home

counties. But still eight of its number had large interests in the north.42 It was doubtless the northerners

who secured at Runnymede the inclusion of the ridings of Yorkshire and Lincolnshire among the local

government units from which the king was not to take more than the fixed annual payments of their

‘ancient’ farms.

Working for royal government on local juries and inquiries itself solidified groups of neighbours.

The Charter directed, in chapter 20, that amercements were to be assessed ‘by the oath of upright men

of the neighbourhood’. Groups of kinsmen, friends and neighbours were equally solidified by the

pressures of royal government. One way in which that happened is shown in chapter 9 of the Charter.

This sought to prevent the sureties of a crown debtor from being distrained to pay his debt, when the

debtor could still pay himself. If the sureties were forced to pay, they could have the debtor’s lands

and rents in compensation. It was routine for King John to demand sureties from a debtor. When he

finally turned on the great northern baron William de Mowbray, and demanded that he pay an

astronomical debt of 1,740 marks, his sureties included seven great barons, six of them from the

north, all of whom had to go surety for specified amounts.43 As chapter 9 in Magna Carta shows, this

system could create tension between the debtor and his sureties, but it might also generate a

community of interest and incipient action. Four of Mowbray’s pledges and the son of another appear

with him among the twenty-five barons of Magna Carta’s security clause.

SOCIAL CHANGE



Ties of family, friendship and neighbourhood existed alongside ties of tenure and could indeed

support them. But the tenurial hierarchy itself was far less clear-cut than the simple division into

earls, barons, knights and free tenants might seem to imply, as indeed the Charter again hinted. At the

very top, there was uncertainty about the position of earl, for John and his predecessors were very far

from admitting that the honour was always hereditary. Indeed, even in Magna Carta the earl was to

owe relief for the ‘barony of an earl’, so not actually for an earldom at all. As we will see, this may

well have been a contentious issue at Runnymede itself.44

There was also ambivalence over the position of baron. Chapter 2 of the Charter, in fixing the

relief of tenants-in-chief, made a division between barons succeeding to baronies and knights

succeeding to knights’ fees. There was nothing novel in that. The distinction is found in both the

Dialogus de Scaccario and in a list of the tenants-in-chief in Shropshire made by its sheriff in 1212.45

Yet John could also describe someone who only held one knight’s fee as his ‘baron’, which suggests

that the term could still be used for any tenant-in-chief of the crown.46 It was equally employed by

great lords to describe their own knightly tenants. ‘I now wish to consult my barons,’ said William

Marshal.47



Even if one did try to draw a line between tenants-in-chief holding baronies and tenants-in-chief

holding knights’ fees, how logical in terms of wealth would it always be? That some barons might be

men of no very great importance is clear from chapter 14 of the Charter, in which only greater barons

were to receive personal summonses to its national assembly.48 There was equally a problem the

other way round, created by the wealth and importance of those who held only one or two fees from

the crown and so could scarcely qualify as barons at all, let alone greater barons. A case in point is

William of Huntingfield. He was one of the twenty-five ‘barons’ of Magna Carta’s security clause,

yet he only held one fee (at Mendham in Suffolk near Huntingfield) from the crown. Much of his

wealth came from other properties, including seven fees held from the honour of Eye.49 Men such as

Huntingfield were rising in society from knightly backgrounds, often through royal service, and

augmenting their inheritances through purchases, and gifts from great lords and from the king. Alan

Basset, one of the counsellors John named in the prologue to Magna Carta, was a self-made man, a

younger son, who put together an estate of baronial proportions, including the manors of High

Wycombe and Woking, which he received from the king.50 Thomas Basset, Alan’s elder brother

(although both were younger sons), illustrates another point, namely how quickly families could rise

and fall. By the time of his death in 1220, he too had built up a great estate, including, as a gift from

King John, the manor of Headington outside Oxford, but leaving no son, the estate was split between

his three daughters. Thomas’s branch of the Bassets had come and gone in a generation. It would have

been a moot point whether Huntingfield and the Bassets were entitled to the personal summonses to

the national assembly envisaged in Magna Carta’s chapter 14.51 The same would have been true in the

case of Simon of Kyme. He was a leading figure in Lincolnshire from the 1190s. He had his own

following, including the Lincolnshire knight Peter of Beckering, yet of his thirty or so fees, only two

were held in chief.52 At least Huntingfield, Kyme and the Bassets did hold in chief, and would have

been summoned under the terms of chapter 14. Yet there were many of equivalent or near equivalent

status who would have been ignored altogether since they held nothing from the king.53

In this fluid situation, the Charter attempted a piece of social cementing. Chapter 2 fixed for the

first time the size of a baronial and knightly relief. For the first time, therefore, it became necessary to

decide who held by barony and who held by knight’s fee, for the two groups were to owe reliefs of

different sizes. From one point of view, those who fell on the baronial side lost out, for they had to

pay a larger relief. But the gain was that they would now be part of a group very clearly separated, in

terms of status, from those below them. They were to form a new elite, as David Crouch puts it, the

‘king’s barons, the nobles closest to the crown’.54 The Charter also confirmed and improved the

privileges that went with baronial status. Chapter 21 of the Charter thus laid down that earls and

barons were to be amerced by their peers, which meant their social equals. This separated earls and

barons from everyone else, free men, merchants, villeins and clerks, who were to be amerced by men

of the neighbourhood. This privilege in the Charter built on existing practice, for prior to 1215, if an

earl or a baron was convicted of an offence before the king’s judges in the localities, the amercement

was assessed not before the judges but at Westminster by the exchequer.55 The aim of the Charter,

therefore, was to prevent this happening and ensure that earls and barons were amerced by

themselves, in the process making them all the more of an exclusive group.56



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